Report to/Rapport au :

 

Planning and Environment Committee

Comité de l’urbanisme et de l’aménagement

 

and Council / et au Conseil

 

28 March 2005/le 28 mars 2005

 

Submitted by/Soumis par:  R.G. Hewitt

Acting Deputy City Manager/ Directeur municipal adjoint intérimaire

Public Works and Services/Services et Travaux Publics

 

Contact Person/Personne ressource :

W.R. Newell, P.Eng., Acting Director, Infrastructure Services/

Directeur intérimaire, Services d'infrastructure

(613) 580-2424 x21268, Wayne.Newell@ottawa.ca

 

 

Ref N°: ACS2005-PWS-INF-0003

 

 

SUBJECT:     RESIDENTIAL PROTECTIVE PLUMBING PROGRAM FOR SEWER BACKUP PROTECTION

 

OBJET :         PROGRAMME DE DISPOSITIFS PROTECTEURS SANITAIRES RÉSIDENTIELS VISANT LA PROTECTION CONTRE LE REFOULEMENT DES EAUX D’ÉGOUT

 

 

REPORT RECOMMENDATION

 

That the Planning and Environment Committee recommend to Council:

 

1.                  That the draft model by-law in Annex 1 defining the Residential Protective Plumbing Program be enacted on the date of signing of the by-law;

 

2.                  That the Program be administered in accordance with the Departmental Policy defined in Annex 2;

 

3.                  That the Program be limited to those properties meeting all of the following conditions:

a.         residential units within the City of Ottawa;

b.         properties served by combined or partially separated sewers; and

c.         properties within an historically flooded area.

 

4.                  That the subsidy level for the program be:

a.         the lesser of 80% of the cost of the work or $4,000, where basement or cellar flooding resulting from City sewer backup has occurred previously;

b.         the lesser of 50% of the cost of the work or $2,500, where basement or cellar flooding resulting from City sewer backup has not occurred previously (but meeting the conditions defined in 3 above).

 

5.                  That the subsidy level be applied retroactive to 9 September 2004 for residents who have already participated under the former subsidy program;

 

6.                  That Protective Plumbing By-law No. 262-82 of the former City of Ottawa be repealed on the date the new by-law is enacted; and

 

7.                  That $2 million be transferred from the Rate Supported Reserve Fund to a new capital account to be created in the Public Works and Services budget to fund this program.

 

 

RECOMMANDATION DU RAPPORT

 

Le Comité de l’urbanisme et de l’environnement devrait recommander au Conseil de prendre les mesures suivantes :

 

1.                  adopter l’ébauche du modčle de rčglement (Annexe 1) définissant le Programme de dispositifs protecteurs sanitaires résidentiels ŕ la date de signature du rčglement;

 

2.                  administrer le Programme conformément ŕ la politique de l’organisme définie ŕ l’annexe 2;

 

3.                  réserver l’accčs au Programme aux propriétés respectant toutes les conditions suivantes :

a.                  les unités résidentielles doivent ętre situées dans la ville d’Ottawa;

b.                  les propriétés doivent ętre desservies par des égouts unitaires ou partiellement séparatifs;

c.                   les propriétés doivent se trouver dans des secteurs antérieurement touchés par des inondations;

 

4.                  établir que le montant de la subvention accordée dans le cadre du Programme équivaudra aux sommes suivantes :

a.                  80 % du coűt des travaux ou 4 000 $, le montant le moins élevé étant retenu, dans les cas oů une inondation de la cave ou du sous­sol résultant du refoulement des égouts municipaux s’est produite antérieurement;

b.                  50 % du coűt des travaux ou 2 500 $, le montant le moins élevé étant retenu, dans les cas oů une inondation de la cave ou du sous­sol résultant du refoulement des égouts municipaux ne s’est jamais produite auparavant (la propriété doit toutefois répondre aux exigences mentionnées au n° 3 ci­dessus).

 

5.                  verser le montant de la subvention rétroactivement ŕ partir du 9 septembre 2004 dans le cas des résidents ayant déjŕ participé ŕ l’ancien programme de subventions;

6.                  abroger le rčglement sur les dispositifs protecteurs sanitaires n°262­82 de l’ancienne Ville d’Ottawa ŕ la date de l’adoption du nouveau rčglement;

 

7.                  extraire la somme de 2 000 000 $ du fonds de réserve financé grâce ŕ la perception de tarifs et la verser dans un nouveau compte de capital créé dans le budget de Services et Travaux publics en vue de financer le Programme.

 

EXECUTIVE SUMMARY

 

Analysis

 

The City's sewer systems are built to recognized standards to handle normal to above-average levels.  However, the kinds of rainfall brought by events such as Hurricane Francis on September 9, 2004, exceed the capacity of the sewers.  When sewer systems cannot handle the volume of liquid, this can result in backups into residents' homes.

 

Property owners can help protect individual properties against sewer backflow into their basements or cellars.  This usually requires the following:

 

-         the installation of backflow valves

-         the disconnection of footing or tile drainage where present from the partially separated sewer or combined sewer system

-         provision of clean-outs

-         removal of driveway catch basin connections from the sanitary sewer or combined sewer system

-         removal of downspouts discharge from foundation drainage

-         removal of other private property surface or groundwater drainage from the partially separated sewer or combined sewer system

 

In accordance with the proposed By-law, registered property owners within the City of Ottawa are eligible to apply when:

 

-         in the case of a previously flooded property, the basement or cellar flooding occurrence has been formerly reported to the City;

-         in the case of a property that has not historically flooded, the City has records of properties in the area having formerly reported basement or cellar flooding;

-         the basement or cellar flooding is deemed to be a result of City sewer backup from partially separated or combined sewers and that protective plumbing is deemed to have the potential to assist in the reduction of basement or cellar flooding from City sewer backup;

-         the applicant is not in arrears of taxes in respect of the land for which the application is made;

-         the applicant is confirmed as the registered owner of the land for which the application is made;

-         making use of the grant for protective plumbing is deemed to be the most effective use of City funds to assist in the protection of private property.

 

The subsidy level under the proposed program is dependent on the flood history for the property and is to be shared between the City and the property owner to a maximum allocation as follows:

 

-         the lesser of 80% of the cost of the work or $4,000, for eligible properties that have previously experienced and reported basement or cellar flooding resulting from City sewer backup;

 

-         the lesser of 50% of the cost of the work, or $2,500, for eligible properties that have not previously experienced or reported basement or cellar flooding resulting from City sewer backup, but that are located in an area that has had properties that have historically reported basement or cellar flooding resulting from City sewer backup.

 

Based on current typical installations, the costs to install protective plumbing devices range between $750 for the installation of a backflow valve and up to $5,000 and greater when weeping tiles need to be disconnected and a sump pump installed.

 

Public Consultation

 

While there has not been public consultation specific to the residential protective plumbing program, staff have attended a number of community meetings since the 9 September 2004 event.  At these meetings, staff have provided information on the existing program and in recent meetings have also indicated the existing program was under review.

 

The issue of basement flooding resulting from City sewer backup was also raised during the 2005 Budget process.  As a result, a motion was endorsed by Council to transfer $2 million from the Sewer Reserve to be applied towards the protective plumbing program.

 

Financial Implications

 

Historically, funds for this program have been identified in the capital budget.  On December 8, 2004, City Council approved an LRFP sub-committee recommendation to transfer this ongoing program to the operating budget. Therefore the 2005 Approved Operating Budget of the Department of Public Works and Services includes a $50,000 provision for protective plumbing.  As part of the 2005 Budget process, City Council approved that $2 million be transferred from the Rate Supported Reserve Fund to increase the number of residents benefiting from the program, subject to the approval of this policy report.  Based on an average cost of $1,500 per residential unit, it is estimated that over 1,300 properties could benefit from the program based on the additional funding.

 

Notwithstanding the LRFP recommendation to provide for this grant program through the Operating Budget on an ongoing basis, for purposes of this one-time funding of $2.0 million, a 2005 Capital Project will be established with funding from the Rate Supported Reserve Fund.  This Reserve Fund has a current balance of approximately $76.1 million.

 

 


RÉSUMÉ

 

Analyse

 

Le réseau d’égouts de la Ville d’Ottawa est construit conformément ŕ des normes reconnues en vue de traiter un volume allant de « normal » ŕ « supérieur ŕ la moyenne ». Cependant, les averses telles que celles qu’a provoquées l’ouragan Francis, le 9 septembre 2004, excčdent la capacité des égouts municipaux. Lorsque les tuyaux d’égout ne peuvent contenir le volume des liquides, ceux­ci risquent d’ętre refoulés dans les maisons des résidents.

 

Les propriétaires peuvent aider ŕ protéger les propriétés individuelles contre le refoulement des égouts dans les sous­sols. Il s’agit habituellement de prendre les mesures suivantes :

 

-         installer des clapets;

-         déconnecter le drain de fondation ou le réseau de drainage souterrain du systčme d’égouts unitaires ou d’égouts partiellement séparatifs;

-         installer des regards de nettoyage;

-         retirer les connexions reliant le bassin collecteur de l’entrée de cour et le systčme d’égouts sanitaires ou le systčme d’égouts unitaires;

-         éliminer les retombées de l’évacuation des descentes d’eaux pluviales sur le drain de fondation;

-         retirer les connexions reliant tout autre drain de surface ou drain d’eaux de surface se rapportant ŕ la propriété privée et les égouts partiellement séparatifs ou unitaires.

 

Conformément au rčglement proposé, les propriétaires enregistrés de la Ville d’Ottawa sont admissibles lorsque les conditions suivantes sont remplies :

 

-         dans le cas d’une propriété ayant déjŕ été inondée, l’inondation de la cave ou du sous­sol a été officiellement rapportée ŕ la Ville;

-         dans le cas d’une propriété n’ayant jamais été touchée par une inondation, la Ville possčde des documents attestant que des rapports officiels sur l’inondation de la cave ou du sous­sol de propriétés situées dans le męme secteur lui ont été soumis;

-         l’inondation de la cave ou du sous­sol est considérée comme le résultat du refoulement d’eaux d’égouts municipaux par des égouts unitaires ou partiellement séparatifs et l’installation de dispositifs protecteurs sanitaires est censée pouvoir aider ŕ réduire les inondations de la cave ou du sous­sol résultant de refoulements d’égouts municipaux;

-         le demandeur n’a pas cumulé de retard quant au paiement des taxes applicables au terrain pour lequel la demande est déposée;

-         il est confirmé que le demandeur est bien le propriétaire enregistré du terrain pour lequel la demande est déposée;

-         l’accord d’une subvention pour dispositifs protecteurs sanitaires est considéré comme l’utilisation la plus appropriée qui puisse ętre faite des fonds de la Ville pour aider ŕ protéger la propriété privée.

 

Le montant de la subvention accordée dans le cadre du programme proposé dépend de l’historique des inondations de la propriété; le coűt total des travaux doit ętre partagé par la Ville et le propriétaire. L’allocation maximale sera la suivante :

 

-         80 % du coűt des travaux ou 4 000 $, le montant le moins élevé étant retenu, pour les propriétés admissibles dont la cave ou le sous­sol a déjŕ été inondé en raison d’un refoulement des égouts municipaux et pour lesquelles un rapport a été déposé;

 

-         50 % du coűt des travaux ou 2 500 $, le montant le moins élevé étant retenu, pour les propriétés admissibles dont la cave ou le sous­sol n’a jamais été inondé en raison d’un refoulement des égouts municipaux et pour lesquelles aucun rapport n’a été déposé, mais qui sont situées dans un secteur oů la cave ou le sous­sol de certaines propriétés a été inondé en raison du refoulement des égouts municipaux, des documents officiels en faisant foi.

 

Selon des calculs fondés sur les installations typiques actuelles, le coűt de l’installation de dispositifs protecteurs sanitaires varie entre 750 $ pour l’installation d’un clapet prévenant le refoulement des eaux et plus de 5 000 $ lorsque les dalots souterrains doivent ętre déconnectés et qu’une pompe d’assčchement doit ętre installée.

 

Consultation publique

 

Bien qu’aucune consultation publique relative au Programme de dispositifs protecteurs sanitaires résidentiels n’ait été menée, le personnel a assisté ŕ un certain nombre de réunions communautaires depuis les événements du 9 septembre 2004. Lors de ces réunions, le personnel a donné de l’information sur le programme existant et, lors de réunions récentes, a également mentionné que le programme actuel était sous examen.

 

La question des inondations de sous­sols résultant de refoulements des égouts municipaux a également été soulevée pendant le processus budgétaire de 2005. Par conséquent, le Conseil a approuvé une proposition voulant que 2 000 000 $ soient extraits de la réserve relative aux eaux usées et affectés au Programme de dispositifs protecteurs sanitaires résidentiels.

 

Conséquences sur le plan financier

 

Les fonds affectés ŕ ce programme ont toujours été prévus dans le budget d’immobilisations. Le 8 décembre 2004, le Conseil a approuvé une recommandation du Sous­comité du Plan financier ŕ long terme (PFLT) visant ŕ ce que ce programme permanent soit transféré au budget de fonctionnement. Par conséquent, le budget de fonctionnement de Services et Travaux publics approuvé pour 2005 comprend une provision de 50 000 $ pour les travaux relatifs aux dispositifs protecteurs sanitaires. Dans le cadre du processus budgétaire de 2005, le Conseil a approuvé que 2 000 000 $ soient extraits du fonds de réserve financé grâce ŕ la perception de tarifs pour qu’un nombre accru de résidents puisse bénéficier du Programme, sous réserve de l’approbation du présent document de politique. Si l’on établit le coűt moyen des travaux ŕ 1 500 $ par unité résidentielle, on peut estimer que plus de 1 300 propriétés pourraient ętre améliorées grâce au programme fondé sur les crédits supplémentaires.

 

Nonobstant la recommandation du Sous­comité du PFLT voulant que ce programme de subventions soit financé en permanence par le budget de fonctionnement, pour les fins de ce financement ponctuel de 2 000 000 $, un projet d’immobilisations pour 2005 sera établi ŕ partir du fonds de réserve financé grâce ŕ la perception de tarifs. Le solde actuel du fonds de réserve est d’environ 76 100 000 $.
BACKGROUND

 

In order to provide residents with some assistance in terms of protection of individual properties, the former City of Ottawa By-law no. 262-82 provided grants for a portion of the cost of the installation of protective plumbing to reduce the risk of basement or cellar flooding resulting from City sewer backup.  Protective plumbing includes backflow prevention devices and sump pumps.  The protective plumbing program has been in existence since the early 1980’s.

 

The sewer systems in the City of Ottawa are comprised of combined sewers, partially separated sewers and separated sewers.  Areas serviced by combined sewers have a single sewer pipe sized to capture storm runoff and sanitary waste.  Those serviced by partially separated sewers have an open ditch or storm sewer sized to capture surface runoff and a separate sanitary sewer pipe sized to capture sanitary waste.  However, the ditches or storm sewers are only of sufficient depth to capture surface runoff and as a result foundation drains are connected to the deeper sanitary sewer – thus the reference to partially separated sewers.  It is noted that sewer systems built after 1961 are all fully separated systems in that the storm sewer captures surface runoff and foundation drains, and the sanitary sewer only captures sanitary waste.

 

Given the nature of combined and partially separated sewer systems to handle some storm flows, these are more susceptible to surcharging during large wet weather events.  A number of areas within the City of Ottawa have historically experienced basement flooding as a result of surcharging of the City’s sewer system during these types of events.  As a result, the former City of Ottawa established a grant program to assist residents who experienced basement flooding resulting from City sewer backup by contributing 50% up to a maximum of $2,000 (or $4,000 for multi-family dwellings) towards the cost of installation of protective plumbing devices.  In addition to providing some financial relief for affected residents, the program also enabled the City to disconnect foundation drains from the sanitary system, thus reducing the inflow of storm water into the sanitary system – primarily on partially separated systems.

 

Historically, the demand for the program has been low.  However, with the broad impacts caused by Hurricane Francis on September 9, 2004, there has been renewed interest in the program.  This interest extends to affected areas with partially separated systems that are outside the limits of the former City of Ottawa.  While staff have applied the program to other areas serviced by partially separated systems that are located outside the limits of the former City of Ottawa, there is a need to amend the existing program to reflect the expanded eligible area.

 

As part of the 2005 Budget, City Council approved $2 million in funding to be applied towards a residential protective plumbing program for sewer backup protection with the intent that staff bring forward a report outlining the details of the updated program, the subsidy level and the eligibility criteria.  This report is intended to outline the details of this subsidy program.

 

DISCUSSION

 

What causes sewers to backup into basements?

 

The City's sewer systems are built to recognized standards to handle normal to above-average levels.  However, the kinds of rainfall brought by events such as Hurricane Francis on September 9, 2004, exceed the capacity of the sewers.  When sewer pipes cannot handle the volume of liquid, this can result in backups into residents' homes.

 

What is the City doing to address problem areas?

 

Staff are actively working to find out specifically why sewers back up in different locations, and to see what can be done to provide increased protection against basement flooding in the future.  For example, staff have mapped out all reported locations that suffered flooding or backups in the September 9, 2004 floods following Hurricane Francis, and are aware of homes where floods or backups have previously occurred.  The ongoing investigations will reveal specific causes of sewer backup, as well as proposed solutions, costs and prioritizations, and will form the basis of a report to Committee and Council later in 2005.

 

It must be noted that City sewer systems cannot feasibly be constructed to eliminate the possibility of basement flooding in all circumstances.  The findings of the ongoing investigations will be utilized to implement, to the extent possible, system modifications to improve system capacity thereby reducing the risk of flooding.

 

What can residents do to protect their basements?

 

Property owners can help protect against sewer backflow into their basements.  This usually requires the following:

 

-         the installation of backflow valves

-         the disconnection of footing or tile drainage from the partially separated sewer or combined sewer system

-         provision of clean-outs

-         removal of driveway catch basin connections from the sanitary sewer or combined sewer system

-         removal of downspouts discharge influence on foundation drainage

-         removal of other private property surface or groundwater drainage from the partially separated sewer or combined sewer system

 

As detailed in the proposed By-law and Departmental Policy (Annexes 1 and 2, respectively), registered property owners within the City of Ottawa are eligible to apply when:

 

-         in the case of a previously flooded property, the basement or cellar flooding occurrence has been formerly reported to the City;

-         in the case of a property that has not historically flooded, the City has records of properties in the area having formerly reported basement or cellar flooding;

-         the basement or cellar flooding is deemed to be a result of City sewer backup from partially separated or combined sewers and that protective plumbing is deemed to have the potential to assist in the reduction of basement or cellar flooding from City sewer backup;

-         the applicant is not in arrears of taxes in respect of the land for which the application is made;

-         the applicant is confirmed as the registered owner of the land for which the application is made;

-         making use of the grant for protective plumbing is deemed to be the most effective use of City funds to assist in the protection of private property in recognition of planned City maintenance, repair, rehabilitation, replacement or new construction initiatives and that would negate the need for grant consideration (unless the proposed timelines for planned City maintenance, repair, rehabilitation, replacement or new construction initiatives not expected to occur prior to the next wet weather season, in which case, consideration of the protective plumbing application could proceed).

 

A subsidy will not be considered in instances where

 

-         properties do not have the foundation drainage or building sewers installed in accordance with City by-laws;

-         properties that direct surface or groundwater drainage to the partially separated sewer or combined sewer system; or

-         properties that contravene the Building Code or existing by-laws which were in effect at the time of the building construction, unless such contravention was approved by the City.

 

To be considered under the program, property owners need to complete an application form (Annex 3), including:

 

-         a copy of the registered deed or transfer of land or tax bill confirming the applicant as the registered owner of the property;

-         confirmation that there are no outstanding taxes in respect of the property for which the application is made;

-         the acknowledgement that installation of protective plumbing is not an admission by the City of City liability and the City will not be held responsible for the failure of the protective plumbing for any reason whatsoever, including but not limited to, inadequate or improper maintenance by the property owner; any modifications by current or future property owners; non-disclosure of maintenance requirements to future property owners; or power interruptions;

-         details as to the date of and the extent of the basement or cellar flooding (if applicable);

-         an administration fee of $100.

 

The administration fee will be used to initiate on-site investigation by City staff, a qualified engineering consultant or a qualified contractor.  All investigative costs borne by the City will be included as part of the cost of the work and subsidized accordingly.  The administration fee will be subsidized under the program provided the property owner proceeds with the work.  Otherwise, the administration fee is non-refundable should the property owner not proceed with the work.  It is worthwhile noting that the fee under the former program was $500.

 

What is the recommended subsidy level?

 

The subsidy level of the program of the former City of Ottawa was 50% up to a maximum of $2,000 (or $4,000 for multi-family dwelling units).  This by-law has been in effect since the early 1980’s and the subsidy level has not been changed since that time.

 

The subsidy level under the proposed program is dependent on the flood history for the property and is to be shared between the City and the property owner to a maximum allocation as follows:

 

-         the lesser of 80% of the cost of the work or $4,000, for eligible properties that have previously experienced and reported basement or cellar flooding resulting from City sewer backup;

 

-         the lesser of 50% of the cost of the work, or $2,500, for eligible properties that have not previously experienced or reported basement or cellar flooding resulting from City sewer backup, but that are located in an area that has had properties that have historically reported basement or cellar flooding resulting from City sewer backup.

 

Based on current typical installations, the costs to install protective plumbing devices range between $750 for the installation of a backflow valve and up to $5,000 and greater when weeping tiles need to be disconnected and a sump pump installed.

 

What is done in other municipalities?

 

Basement flooding is not unique to Ottawa.  In fact, most municipalities have had occurrences of basement flooding as a result of large wet weather events.

 

Staff recently surveyed the following municipalities to see if they had a subsidy program for the installation of protective plumbing: Burlington, Kitchener, Chatham-Kent, Waterloo, Cambridge, Hamilton, London, Peel, Barrie, Windsor, Cambridge, Vaughn, St. Catherines, Durham, Waterloo, Oshawa, Toronto, Gatineau, Montreal, Edmonton, Calgary and Vancouver.

 

Of the municipalities surveyed, only St. Catherines, Hamilton, London, Gatineau and Toronto have a subsidy program.  In the case of London and Hamilton, the subsidy level is 50%, in St. Catherines it is 100% up to a maximum of $2,500, in Gatineau it is 100% for very specific streets specifically designated by the City (none done since 2002), and in Toronto it is 80%.  However, Toronto’s program only applied to the year 2000 flooding event and the program is no longer in effect.

 

The program being recommended for Ottawa compares favourably to what is offered in other Cities and it maintains the principle of shared responsibility.

 

PUBLIC CONSULTATION

 

While not specific to the residential protective plumbing program, staff have attended a number of community meetings since the 9 September 2004 event.  At these meetings, staff have provided information on the existing program and in recent meetings have also indicated that the existing program was under review.

 

The issue of basement flooding was also raised during the 2005 budget process.  A motion was endorsed by Council to transfer $2 million from the Rate Supported Reserve Fund to be applied toward the protective plumbing program.

 


FINANCIAL IMPLICATIONS

 

Historically, funds for this program have been identified in the capital budget.  On December 8, 2004, City Council approved an LRFP sub-committee recommendation to transfer this ongoing program to the operating budget. Therefore the 2005 Approved Operating Budget of the Department of Public Works and Services includes a $50,000 provision for protective plumbing.  As part of the 2005 Budget process, City Council approved that $2 million be transferred from the Rate Supported Reserve Fund to increase the number of residents benefiting from the program, subject to the approval of this policy report.  Based on an average cost of $1,500 per residential unit, it is estimated that over 1,300 properties could benefit from the program based on the additional funding.

 

Notwithstanding the LRFP recommendation to provide for this grant program through the Operating Budget on an ongoing basis, for purposes of this one-time funding of $2.0 million, a 2005 Capital Project will be established with funding from the Rate Supported Reserve Fund.  This Reserve Fund has a current balance of approximately $76.1 million.

 

ATTACHMENTS

 

Annex 1           Draft model by-law for new Residential Protective Plumbing Program

Annex 2           Departmental Policy

Annex 3           Draft Application Form

 

DISPOSITION

 

Upon approval of this report:

-         Legal Services will finalize the by-law for enactment;

-         Infrastructure Services will have the final by-law and application form translated, and will manage the Residential Protective Plumbing Program; and

-         Financial Services will transfer $2 million from the Rate Supported Reserve Fund to a new capital account to be created for this program in the Public Works and Services budget.

 


Annex 1 – Draft By-law

BY-LAW N0.  2005 - 

 

A by-law of the City of Ottawa for the making of grants for the installation of protective plumbing to reduce the risk of basement or cellar flooding from City sewer backup for residential units.

 

The Council of the City of Ottawa enacts as follows:

 

DEFINITIONS

 

1.                              In this by-law,

 

                  “catchment area” means the extent of the area served by a sewer system.

 

“Chief Building Official” means the Chief Building Official of the City or an authorized representative.

 

“City” means the City of Ottawa.

 

“City Solicitor” means the City Solicitor or an authorized representative.

 

“combined sewer system” means a City sewer system that collects and conveys municipal sewage  (sanitary sewage), intercepted surface storm water runoff, and foundation drainage, all within a single wastewater collection pipe.

 

“Deputy City Manager” means the Deputy City Manager of the Department of Public Works and Services or an authorized representative.

 

“eligible property” means a property meeting all of the conditions described in section 2 of this by-law.

 

“foundation drainage” means groundwater from the periphery of building footings and surface runoff, both of which are collected and conveyed by foundation drains away from the building to the City’s drainage and sewer networks.

 

“historically flooded area” means those areas within sewer catchment areas where basement or cellar flooding from City sewer backup has occurred and has been reported to the City in the past.

 

“partially separated sewer” means a City sewer system that consists of a storm runoff drainage system that collects and conveys intercepted surface runoff, and a separate sanitary sewer system that receives and conveys municipal sewage combined with foundation drainage as well as some driveway and surface drainage.

 

“protective plumbing” means retrofitting existing plumbing with backwater valves, check valves, shut-off valves, relief sumps, sump pump or such similar devices that assist in the protection from City sewer backup.

 

“residential units” means one or more connected units constituting an independent housekeeping unit for residential occupancy only and not jointly used for commercial, industrial or institutional purposes.

 

“separated sewer system” means a City sewer system in which municipal sewage is collected and conveyed through a sanitary sewer pipe network, and surface storm water runoff and foundation drainage is collected and conveyed through a separate storm runoff drainage system.

 

“work” means the installation of the protective plumbing.

 

 

ELIGIBLE CATCHMENT AREAS AND PROPERTIES

 

2.         The provisions of this bylaw are limited to those properties meeting all of the following conditions:

 

(a)    residential units within the City of Ottawa;

(b)   properties served by combined or partially separated sewers; and

(c)    properties within an historically flooded area.

 

APPLICATION

 

3.         The owner of an eligible property may apply to the City for a grant to pay for a portion of the cost of the installation of protective plumbing to help reduce the potential risk of basement or cellar flooding from sewer backup, by filing with the Deputy City Manager an application which contains the following:

 

(a)    a copy of the registered deed or transfer of land or tax bill confirming the applicant as the registered owner of the property;

 

(b)   confirmation that there are no outstanding taxes in respect of the property for which the application is made;

 

(c)    the acknowledgement referred to in section 11 hereof;

 

(d)   if applicable, details as to the date of and the extent of the basement or cellar flooding; and

 

(e)    a completed application in the prescribed form with an administration fee of $100.

 

ADMINISTRATION FEE

 

4.         The administration fee of $100 shall be used by the City to initiate the City work referred to in subsection 8(c) hereof and is refundable in the same proportions described in section 5 hereof, but only if the applicant proceeds with the work.

 

AMOUNT OF GRANT

 

5.         The amount of a grant approved under this by-law shall be:

 

(a)    the lesser of 80% of the cost of the work or $4000, where basement or cellar flooding resulting from City sewer backup has occurred previously.

 

(b) the lesser of 50% of the cost of the work or $2500, where basement or cellar flooding resulting from City sewer backup has not occurred previously.

 

PRIORITY

 

6.         Grant allocations shall be considered by the City on a first come first served basis to a limit not to exceed the annual budget allocation for any given calendar year.

 

DELAYED APPLICATIONS

 

7.                                 An applicant who does not receive a grant in any year because of insufficient funds in the current program, or because the studies referred to in subsection 8(c) hereof cannot be completed in the year in which the application is made, will be notified and advised to resubmit the application in the following year.

 

REVIEW AND APPROVAL

 

8.         The Deputy City Manager and, where required, the Chief Building Official, will review the grant application, and if satisfied that the conditions of this By-law and the following criteria  have been met, may approve or reject the application:

 

(a)                that the property is an eligible property;

 

(b)               that prior to the application the applicant’s basement or cellar has flooded as a result of a City sewer backup, and that the incident was reported to the City, or that the property is in an historically flooded area;

 

(c)                that based upon an examination of existing flood records or available studies, or upon additional studies and investigations to define the cause of such flooding, the City is satisfied that the flooding is a result of City sewer backup and that protective plumbing will reduce the potential of future basement or cellar flooding of the property;

 

(d)               the applicant agreeing in writing to install the protective plumbing in a manner and within the scope of work described in section 9 hereof and which the City has determined by way of site investigation by the City or by a  qualified engineering consultant or a qualified contractor;

 

(e)                the applicant is not in arrears of taxes;

 

(f)                 the applicant is confirmed as the registered owner of the land for which the application is made; and

 

(g)                that protective plumbing and the grant therefore is the most effective use of City funds to assist in the protection of the property which is the subject of the application, recognizing that planned City maintenance, repair, rehabilitation, replacement or new construction initiatives may negate the need for protective plumbing, provided that the proposed timelines for the City’s planned maintenance, repair, rehabilitation, replacement or new construction initiatives are expected to occur prior to the next wet weather season.

 

9.         The scope of work to be determined by the City and referred to in subsection 8(d) hereof includes any special requirements that the Deputy City Manager deems necessary, and without limiting the generality of the foregoing, may include:

 

(a)                                                            the provision of clean-outs;

(b)                                                           the disconnection of footing or tile drainage from the partially separated sewer or combined sewer system;

(c)          the installation of check valves;

(d)                                                           removal of driveway catch basin connections from the partially separated sewer or combined sewer system;

(e)                                                            removal of downspout discharge influence on foundation drainage; and

(f)                                                             removal of other private property surface or groundwater drainage from the partially separated sewer or combined sewer system.

 

10.       No grant shall be made for properties that,

 

(a)                            do not have the foundation drainage or building sewers installed in accordance with City by-laws;

(b)                           direct surface or groundwater drainage to the sanitary sewer or combined sewer system; or

(c)                            contravene the Building Code or by-laws that were in effect at the time of the building construction, unless the City approved such contravention.

 

11.    The applicant must, in writing,

 

(a)    acknowledge that installation of protective plumbing is not an admission by the City of City liability; and

(b)   agree that the City will not be held responsible for the failure of the protective plumbing for any reason whatsoever, including but not limited to,

     

                                       i.inadequate or improper maintenance by the property owner;

                                     ii.any modifications by current or future property owners;

                                    iii.non-disclosure of maintenance requirements to future property owners; or

                                   iv.power interruptions.

 

APPROVAL

 

12.    When satisfied that the conditions prescribed in sections 3, 8 and 10 of this By-law have been met the Deputy City Manager may in writing approve the application and the grant.

 

 

QUOTATIONS AND THE WORK

 

13.                   An applicant in receipt of the notice of grant approval shall,

 

(a)    obtain and submit to the Deputy City Manager at least one (1) quotation for the work with additional quote(s) required until such time as, in the opinion of the Deputy City Manager a reasonable quote is received.  However, in no case will more that three (3) quotes be required; and

 

(b)   not proceed with the work until the Deputy City Manager has confirmed in writing that the quote received is reasonable and that the work may proceed.

 

NON-COMPLIANCE

 

14.                   In the event of non-compliance by the applicant with the provisions of section 13 hereof, the City may withdraw its approval of the grant.

 

 

PAYMENT

 

15.                   Payment of the grant by the Deputy City Manager shall be made only after the work is complete, and only after,

 

(a)    the applicant has submitted final accounts for the work; and

 

(b)   confirmation has been received by the City that:

                                                                     i.      any necessary permits were obtained;

                                                                   ii.      the inspection and testing of the completed works has been carried out where required; and

 

                                                                  iii.      the work completed was in accordance with the approved proposal.

 

SHORT TITLE

 

16.       This bylaw may be referred to as the “ Residential Protective Plumbing Program for Sewer Backup Protection”

 

 

 

     

 

 

 

                     ENACTED AND PASSED this                  day of                       , 2005.

 

 

 

                     DEPUTY CITY CLERK                                                            MAYOR

 

 

 

 


Annex 2 – Departmental Policy

 

1.      Policy Statement

This policy establishes the background protocol for making a grant application for the installation of protective plumbing to help reduce the risk of basement or cellar flooding from City sewer backup in residential units within partially separated or combined sewer areas, under City of Ottawa By-law 2005 - ???. 

2.      Purpose

Due to extreme wet weather, either by climatic events or high groundwater, some residential properties in the City of Ottawa historically have experienced basement or cellar flooding from sewer system backup.  The purpose of this policy is to document the grant process by which the property owner and the City can jointly participate to address individual property-specific flooding issues from sewer system backup in partially separated or combined sewer areas.

3.      Application

Residential property owners within the partially separated or combined sewer catchment areas of the City of Ottawa that have experienced basement or cellar flooding as a result of City sewer backup or that are in areas that have properties on City record that have historically flooded as a result City sewer backup are eligible for a grant for a portion of the cost to install protective plumbing subject to satisfying select criteria.    The provisions of the grant program are therefore limited to residential properties within the City of Ottawa served by combined or partially separated sewers that are in areas that have properties on City record that have historically flooded.

4.      Policy Description

The owner of an eligible property may apply to the City for a grant to pay for a portion of the cost of the installation of protective plumbing to help reduce the potential risk of basement or cellar flooding from sewer backup, by filing with the City a formal application for such purpose.     The application form will be made available from the City Internet site, Client Service Centres or through the contact identified herein.    Grant applications are to include:

 

·        a copy of the registered deed or transfer of land or tax bill confirming the applicant as the registered owner of the property;

·        confirmation that there are no outstanding taxes in respect of the property for which the application is made;

·        the acknowledgement that installation of protective plumbing is not an admission by the City of City liability and that the City will not be held responsible for the failure of the protective plumbing for any reason whatsoever, including but not limited to, inadequate or improper maintenance by the property owner; any modifications by current or future property owners; non-disclosure of maintenance requirements to future property owners; or power interruptions;

·        details as to the date of and the extent of the basement or cellar flooding (if applicable);

·        an administration fee of $100

 

The administration fee will be used to initiate on-site investigation by City staff, a qualified engineering consultant or a qualified contractor.  These investigations are the sole basis upon which the most appropriate protective plumbing solution is to be determined.  City staff will also use the detailed investigative work to review, define, amend or update broader network-level renewal, rehabilitation, replacement and level of service enhancement programs planned for the sewer systems in the area.  These assessments will be based upon based upon:

 

(h)                the site specific investigations completed,

(i)                  examination of existing flood records or studies available for the area,

(j)                 through additional studies and investigations deemed necessary to be carried out to define the suspected cause of such flooding

(k)               if sufficient records are not available and if the additional studies and investigations to obtain this data cannot be carried out in the current year, the City may reject the application for the grant and advise the applicant that the application may be resubmitted in the following year

 

All investigative costs borne by the City will be included as part of the cost of the work and subsidized accordingly.  The administration fee will be subsidized under the program provided the property owner proceeds with the work.  Otherwise, the administration fee is non-refundable should the property owner not proceed with the work.    The amount of a grant under the program is dependent on the flood history for the property and is to be shared between the City and the property owner to a maximum allocation as follows:

 

·       the lesser of 80% of the cost of the work or $4000, for eligible properties that have previously experienced and reported basement or cellar flooding resulting from City sewer backup;

 

·       the lesser of 50% of the cost of the work, or $2500, for eligible properties that have not previously experienced or reported basement or cellar flooding resulting from City sewer backup, but that are located in an area that has had properties that have historically reported basement or cellar flooding resulting from City sewer backup.

 

Grant allocations shall be considered by the City on a first come first served basis to a limit not to exceed the annual budget allocation for any given year.     An applicant who does not receive a grant in any year because of insufficient funds in the current program will be notified and advised to resubmit the application for a grant in the following year.     

 

 


Grant applications will be reviewed and may be approved or rejected on the basis of the following criteria:

 

·        the property meeting the eligibility requirements set-out for the program

 

·        in the case of a flooded property, the basement or cellar flooding event having been formerly reported to the City and forwarded to the Infrastructure Management Division for processing prior to the application for a grant.   The basement or cellar flooding event could be reported to the City via:

 

(a)        the City’s internet site

(b)        the City’s Call Centre

(c)        Ward Councillor’s office

(d)        a claim to Risk Management

(e)        notification by the property owner’s insurance company

(f)         the contacts listed herein

 

 

·        in the case of a property that has not historically flooded, documents on City record of properties in the area having formerly reported to basement or cellar flooding the City

 

·        the basement or cellar flooding is deemed to be a result of City sewer backup from partially separated or combined sewers and that protective plumbing is deemed to have the potential to assist in the reduction of basement or cellar flooding from City sewer backup

 

·        the applicant accepting:

 

(a)    to undertake all the work defined by the City as necessary for protective plumbing

(b)   that such work is defined by the City through site investigation process by staff with assistance of a qualified engineering consultant or a qualified contractor as required to document the proposed scope of work,

(c)    the scope of work includes any special requirements that the City deems necessary, and without limiting the generality of the foregoing, includes:

 

                                                         i.      provision of clean-outs

                                                       ii.      the disconnection of footing or tile drainage from the partially separated sewer or combined sewer system

                                                      iii.      the installation of check valves

                                                     iv.      removal of driveway catch basin connections from the sanitary sewer or combined sewer system

                                                       v.      removal of downspouts discharge influence on foundation drainage

                                                     vi.      removal of other private property surface or groundwater drainage from the partially separated sewer or combined sewer system

 

 

·        the applicant is not in arrears of taxes in respect of the land for which the application is made

 

·        the applicant is confirmed as the registered owner of the land for which the application is made

 

·        making of the grant for protective plumbing is deemed to be the most effective use of City funds to assist in the protection of private property in recognition of planned City maintenance, repair, rehabilitation, replacement or new construction initiatives and that would negate the need for grant consideration (unless the proposed timelines for planned City maintenance, repair, rehabilitation, replacement or new construction initiatives not expected to occur prior to the next wet weather season, in which case, consideration of the protective plumbing application could proceed).

 

·        grants will not be considered in instances where

 

(a)    properties do not have the foundation drainage or building sewers installed in accordance with City by-laws,

(b)   properties that direct surface or groundwater drainage to the partially separated sewer or combined sewer system or

(c)    properties that contravene the Building Code or existing by-laws which were in effect at the time of the building construction, unless such contravention was approved by the City

 

Successful applicants will be required to obtain and submit at least one (1) quotation for the work with additional quote(s) requested until such time as, in the opinion of the City, a reasonable quote is received.  However, in no case will more that three (3) quotes be required.         Work is not to proceed until the City has confirmed that the quote received is a reasonable amount to pay for the work required and that  the grant is approved

 

Payment of the grant will only be approved once work is complete, the applicant has submitted final accounts for the work and that confirmation has been received that:

 

(a)    any necessary permits were obtained,

(b)   the inspection and testing of the completed works has been carried out where required; and

(c)    the work completed was in accordance with the approved proposal; and

 

(d)   the applicant has signed a release in a form approved by the City


 

5.      Definitions 

“Chief Building Official” means the Chief Building Official of the City or an authorized representative.

 

“City” means the City of Ottawa.

 

“City Solicitor” means the City Solicitor or an authorized representative.

 

“Deputy City Manager” means the Deputy City Manager of the Department of Public Works and Services or an authorized representative.

 

“protective plumbing” means retrofitting existing plumbing with backwater valves, check valves, shut-off valves, relief sumps, sump pump or such similar devices or means that assists in the protection from City sewer backup.

 

“residential units” means one or more units connected together that constitute an independent housekeeping unit for residential occupancy only and not jointly used for commercial, industrial or institutional purposes.

 

“work” means the installation of the protective plumbing.

 

“combined sewer system” means a City sewer system that collects and conveys both municipal sewage  (sanitary sewage) and intercepted surface runoff (storm water) combined within a single wastewater collection pipe.

 

“separated sewer system” means a City sewer system in which all municipal sewage is collected and conveyed through a sanitary sewer pipe network and all surface runoff and foundation drainage is collected and conveyed through a separate storm sewer pipe network

 

“partially separated sewer” means a City sewer system that consists of storm runoff drainage system that collects and conveys intercepted surface runoff (storm water) and separate sanitary sewers that receive and convey municipal sewage combined with private property foundation drainage as well as some private property driveway and surface drainage

 

“catchment area” means the extent of the area served by a sewer system

 

“historically flooded area” means those areas within sewer catchments where basement or cellar flooding from City sewer backup has been reported to the City in the past

 

6.      Responsibilities 

This section identifies the principal roles and responsibilities assigned to City staff for the policy. 

 

  1. Infrastructure Services – Infrastructure Management Division will:

 

  1. Financial Services will:

 

  1. Legal Services will:

·        provide supporting information in determining applications meeting eligibility requirements.

7.      Contraventions

In the event of non-compliance by the applicant with the provisions of the policy, the City may withdraw its approval of the grant.

8.      References

The City has a number of programs aimed at addressing extraneous flow removal, system upgrades, flow management and wet weather flow management strategies.     Collectively, these programs ultimately assist in flood protection form a network perspective.   The protective plumbing grant program is an additional component of wet weather management that has a specific focus on addressing individual property-specific flooding issues from sewer system backup through joint City and property owner initiative.

9.      Legislated & Administrative Authorities

This corporate policy is governed by Provincial and Municipal legislation and regulations, as follows:

 

9.1  Municipal

 

·        By-laws

-         Water By-law

-         Sewer Connection By-law

-         Sewer Use By-law

-         Residential Protective Plumbing Program By-law


10. Key Word Search

Relevant keywords in this document that are to be added to the Policy Manual Subject Index are:

 

a.       Sewer backup

b.      Protective plumbing

c.       Grant

d.      Basement flooding

e.       Cellar flooding

f.        Sewer surcharge

g.       Check valves

h.       Downspouts

i.         Backwater valves

j.        Flooding

k.      Partially separated sewer

l.         Combined sewer

m.     Residential unit

11. Contact

For more information on this policy, contact the:

 

Manager, Infrastructure Management Division

Infrastructure Services Branch

Department of Public Works and Services

City of Ottawa

Tel: (613) 580-2424 ext. 21197

 

 

 


Annex 3
 

Application for Protective Plumbing Grant Under By-Law 2005- ??

 
 

 

 

 


Complete and forward the following information to: Protective Plumbing Grant Program

                                                                                                            XXXX Branch

                                                                                                            City of Ottawa

                                                                                                            100 Constellation Crescent, 7th floor

Ottawa, ON K2G 6J8

PART 1 – To be completed by Property Owner

Please attach proof of ownership to the form (i.e. copy of deed, land transfer or tax bill).

 

PLEASE PRINT

Property Owner’s Name:

 

Address*:

 

 

Mailing Address:

 

 

Telephone (Res.):

 

Telephone (Bus.):

 

Date & Description of Flood:

DRAFT

 

 

 

 

 

 

 

 

 

*If property address is different from mailing address.

 


PART 2 – For Office Use ONLY

 

Property Owner Information

Property Tax Status

Proof of Property Ownership (attached)

Amount:  $________          Date: _____________                                                    Initial: _____________

 
 

Administration Fee:

 

Flood History

Date of flood event reported to City:     ________________________                              

 

PART 3 – Property Owner Authorization

 

1) The application fee is considered subsidizable under the grant program subject to my undertaking of the work as defined.  Otherwise, should the work not proceed the fee is non refundable.

 

2) I  acknowledge that installation of protective plumbing is not an admission by the City of City liability; and           agree that the City will not be held responsible for the failure of the protective plumbing for any reason whatsoever, including but not limited to,

                                                                                                                                                                                   

i. inadequate or improper maintenance by the property owner;

ii any modifications by current or future property owners;

iii. non-disclosure of maintenance requirements to future property owners; or

iv. power interruptions.

 

3) I authorize the City, or its designated representative to contact me to make arrangements to carry out all investigations necessary to set-out the scope of work required for protective plumbing.

 

 

Signature: ________________________                 Date: ________________________

 

 

PROTECTIVE PLUMBING PROPOSAL

 

PLEASE PRINT

Property Owner’s Name:

DRAFT

 

Address*:

 

 

Mailing Address:

 

 

Telephone (Res.):

 

Telephone (Bus.):

 

Date & Description of Flood:

 

 

 

 

 

 

 

 

 

*If property address is different from mailing address.

 


 


Proposed Protective Plumbing:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

DRAFT

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Accepted Quotation by City (Attach copies of all quotations)

 

Contractor

Estimated Cost of Protective Plumbing (incl. taxes) ($)

 

 

 

COSTS TO PROPERTY

 

Administration Fee:

$

Cost of Investigation:

$

Cost of Protective Plumbing:

$

Sub-Total Property Costs:

$

Max. Eligible Subsidy for Protective Plumbing:

$

Total Grant Amount Paid to Property Owner:

$

Cost to City:

$